WebSockets protocol vs HTTP

Solution 1:

1) Why is the WebSockets protocol better?

WebSockets is better for situations that involve low-latency communication especially for low latency for client to server messages. For server to client data you can get fairly low latency using long-held connections and chunked transfer. However, this doesn't help with client to server latency which requires a new connection to be established for each client to server message.

Your 48 byte HTTP handshake is not realistic for real-world HTTP browser connections where there is often several kilobytes of data sent as part of the request (in both directions) including many headers and cookie data. Here is an example of a request/response to using Chrome:

Example request (2800 bytes including cookie data, 490 bytes without cookie data):

GET / HTTP/1.1
Host: www.cnn.com
Connection: keep-alive
Cache-Control: no-cache
Pragma: no-cache
Accept: text/html,application/xhtml+xml,application/xml;q=0.9,*/*;q=0.8
User-Agent: Mozilla/5.0 (X11; Linux x86_64) AppleWebKit/537.17 (KHTML, like Gecko) Chrome/24.0.1312.68 Safari/537.17
Accept-Encoding: gzip,deflate,sdch
Accept-Language: en-US,en;q=0.8
Accept-Charset: ISO-8859-1,utf-8;q=0.7,*;q=0.3
Cookie: [[[2428 byte of cookie data]]]

Example response (355 bytes):

HTTP/1.1 200 OK
Server: nginx
Date: Wed, 13 Feb 2013 18:56:27 GMT
Content-Type: text/html
Transfer-Encoding: chunked
Connection: keep-alive
Set-Cookie: CG=US:TX:Arlington; path=/
Last-Modified: Wed, 13 Feb 2013 18:55:22 GMT
Vary: Accept-Encoding
Cache-Control: max-age=60, private
Expires: Wed, 13 Feb 2013 18:56:54 GMT
Content-Encoding: gzip

Both HTTP and WebSockets have equivalent sized initial connection handshakes, but with a WebSocket connection the initial handshake is performed once and then small messages only have 6 bytes of overhead (2 for the header and 4 for the mask value). The latency overhead is not so much from the size of the headers, but from the logic to parse/handle/store those headers. In addition, the TCP connection setup latency is probably a bigger factor than the size or processing time for each request.

2) Why was it implemented instead of updating HTTP protocol?

There are efforts to re-engineer the HTTP protocol to achieve better performance and lower latency such as SPDY, HTTP 2.0 and QUIC. This will improve the situation for normal HTTP requests, but it is likely that WebSockets and/or WebRTC DataChannel will still have lower latency for client to server data transfer than HTTP protocol (or it will be used in a mode that looks a lot like WebSockets anyways).

Update:

Here is a framework for thinking about web protocols:

• TCP: low-level, bi-directional, full-duplex, and guaranteed order transport layer. No browser support (except via plugin/Flash).

• HTTP 1.0: request-response transport protocol layered on TCP. The client makes one full request, the server gives one full response, and then the connection is closed. The request methods (GET, POST, HEAD) have specific transactional meaning for resources on the server.

• HTTP 1.1: maintains the request-response nature of HTTP 1.0, but allows the connection to stay open for multiple full requests/full responses (one response per request). Still has full headers in the request and response but the connection is re-used and not closed. HTTP 1.1 also added some additional request methods (OPTIONS, PUT, DELETE, TRACE, CONNECT) which also have specific transactional meanings. However, as noted in the introduction to the HTTP 2.0 draft proposal, HTTP 1.1 pipelining is not widely deployed so this greatly limits the utility of HTTP 1.1 to solve latency between browsers and servers.

• Long-poll: sort of a "hack" to HTTP (either 1.0 or 1.1) where the server does not respond immediately (or only responds partially with headers) to the client request. After a server response, the client immediately sends a new request (using the same connection if over HTTP 1.1).

• HTTP streaming: a variety of techniques (multipart/chunked response) that allow the server to send more than one response to a single client request. The W3C is standardizing this as Server-Sent Events using a text/event-stream MIME type. The browser API (which is fairly similar to the WebSocket API) is called the EventSource API.

• Comet/server push: this is an umbrella term that includes both long-poll and HTTP streaming. Comet libraries usually support multiple techniques to try and maximize cross-browser and cross-server support.

• WebSockets: a transport layer built-on TCP that uses an HTTP friendly Upgrade handshake. Unlike TCP, which is a streaming transport, WebSockets is a message based transport: messages are delimited on the wire and are re-assembled in-full before delivery to the application. WebSocket connections are bi-directional, full-duplex and long-lived. After the initial handshake request/response, there is no transactional semantics and there is very little per message overhead. The client and server may send messages at any time and must handle message receipt asynchronously.

• SPDY: a Google initiated proposal to extend HTTP using a more efficient wire protocol but maintaining all HTTP semantics (request/response, cookies, encoding). SPDY introduces a new framing format (with length-prefixed frames) and specifies a way to layering HTTP request/response pairs onto the new framing layer. Headers can be compressed and new headers can be sent after the connection has been established. There are real world implementations of SPDY in browsers and servers.

• HTTP 2.0: has similar goals to SPDY: reduce HTTP latency and overhead while preserving HTTP semantics. The current draft is derived from SPDY and defines an upgrade handshake and data framing that is very similar the the WebSocket standard for handshake and framing. An alternate HTTP 2.0 draft proposal (httpbis-speed-mobility) actually uses WebSockets for the transport layer and adds the SPDY multiplexing and HTTP mapping as an WebSocket extension (WebSocket extensions are negotiated during the handshake).

• WebRTC/CU-WebRTC: proposals to allow peer-to-peer connectivity between browsers. This may enable lower average and maximum latency communication because as the underlying transport is SDP/datagram rather than TCP. This allows out-of-order delivery of packets/messages which avoids the TCP issue of latency spikes caused by dropped packets which delay delivery of all subsequent packets (to guarantee in-order delivery).

• QUIC: is an experimental protocol aimed at reducing web latency over that of TCP. On the surface, QUIC is very similar to TCP+TLS+SPDY implemented on UDP. QUIC provides multiplexing and flow control equivalent to HTTP/2, security equivalent to TLS, and connection semantics, reliability, and congestion control equivalentto TCP. Because TCP is implemented in operating system kernels, and middlebox firmware, making significant changes to TCP is next to impossible. However, since QUIC is built on top of UDP, it suffers from no such limitations. QUIC is designed and optimised for HTTP/2 semantics.

References:

HTTP:

• Wikipedia HTTP Page
• W3C List of HTTP related Drafts/Protocols
• List of IETF HTTP/1.1 and HTTP/2.0 Drafts

Server-Sent Event:

• W3C Server-Sent Events/EventSource Candidate Recommendation
• W3C Server-Sent Events/EventSource Draft

WebSockets:

• IETF RFC 6455 WebSockets Protocol
• IETF RFC 6455 WebSocket Errata

SPDY:

• IETF SPDY Draft

HTTP 2.0:

• IETF HTTP 2.0 httpbis-http2 Draft
• IETF HTTP 2.0 httpbis-speed-mobility Draft
• IETF httpbis-network-friendly Draft - an older HTTP 2.0 related proposal

WebRTC:

• W3C WebRTC API Draft
• List of IETF WebRTC Drafts
• IETF WebRTC Overview Draft
• IETF WebRTC DataChannel Draft
• Microsoft CU-WebRTC Proposal Start Page

QUIC:

• QUIC Chrominum Project
• IETF QUIC Draft

Solution 2:

You seem to assume that WebSocket is a replacement for HTTP. It is not. It's an extension.

The main use-case of WebSockets are Javascript applications which run in the web browser and receive real-time data from a server. Games are a good example.

Before WebSockets, the only method for JavaScript applications to interact with a server was through XmlHttpRequest. But these have a major disadvantage: The server can't send data unless the client has explicitly requested it.

But the new WebSocket feature allows the server to send data whenever it wants. This allows to implement browser-based games with a much lower latency and without having to use ugly hacks like AJAX long-polling or browser plugins.

So why not use normal HTTP with streamed requests and responses

In a comment to another answer you suggested to just stream the client request and response body asynchronously.

In fact, WebSockets are basically that. An attempt to open a WebSocket connection from the client looks like a HTTP request at first, but a special directive in the header (Upgrade: websocket) tells the server to start communicating in this asynchronous mode. First drafts of the WebSocket protocol weren't much more than that and some handshaking to ensure that the server actually understands that the client wants to communicate asynchronously. But then it was realized that proxy servers would be confused by that, because they are used to the usual request/response model of HTTP. A potential attack scenario against proxy servers was discovered. To prevent this it was necessary to make WebSocket traffic look unlike any normal HTTP traffic. That's why the masking keys were introduced in the final version of the protocol.

Solution 3:

A regular REST API uses HTTP as the underlying protocol for communication, which follows the request and response paradigm, meaning the communication involves the client requesting some data or resource from a server, and the server responding back to that client. However, HTTP is a stateless protocol, so every request-response cycle will end up having to repeat the header and metadata information. This incurs additional latency in case of frequently repeated request-response cycles.

With WebSockets, although the communication still starts off as an initial HTTP handshake, it is further upgraded to follow the WebSockets protocol (i.e. if both the server and the client are compliant with the protocol as not all entities support the WebSockets protocol).

Now with WebSockets, it is possible to establish a full-duplex and persistent connection between the client and a server. This means that unlike a request and a response, the connection stays open for as long as the application is running (i.e. it’s persistent), and since it is full-duplex, two-way simultaneous communication is possible i.e now the server is capable of initiating communication and 'push' some data to the client when new data (that the client is interested in) becomes available.

The WebSockets protocol is stateful and allows you to implement the Publish-Subscribe (or Pub/Sub) messaging pattern which is the primary concept used in the real-time technologies where you are able to get new updates in the form of server push without the client having to request (refresh the page) repeatedly. Examples of such applications are Uber car's location tracking, Push Notifications, Stock market prices updating in real-time, chat, multiplayer games, live online collaboration tools, etc.

You can check out a deep dive article on Websockets which explains the history of this protocol, how it came into being, what it’s used for and how you can implement it yourself.

Here's a video from a presentation I did about WebSockets and how they are different from using the regular REST APIs: Standardisation and leveraging the exponential rise in data streaming

Solution 4:

For the TL;DR, here are 2 cents and a simpler version for your questions:

1. WebSockets provides these benefits over HTTP:

   • Persistent stateful connection for the duration of the connection
   • Low latency: near-real-time communication between server/client due to no overhead of reestablishing connections for each request as HTTP requires.
   • Full duplex: both server and client can send/receive simultaneously

2. WebSocket and HTTP protocol have been designed to solve different problems, I.E. WebSocket was designed to improve bi-directional communication whereas HTTP was designed to be stateless, distributed using a request/response model. Other than sharing the ports for legacy reasons (firewall/proxy penetration), there isn't much common ground to combine them into one protocol.